Compliant Advisor Cloud Leader Introduces New FINRA, SEC, IIROC, MFDA, and FTC Rules Engine to Enable Advisors to Meet Client Expectations for Text Messaging without Creating Unmanageable Supervision Team Burden
Hearsay Systems, the trusted leader in compliant digital communications and workflow solutions for the financial services industry, announced its latest offering to simplify compliance for modern financial services organizations. The company debuted the first and only automated compliance supervision solution specifically for text messaging to proactively protect firms from financial service and telecommunication industry requirements. This innovative solution leverages industry-specific keyword lexicons powered by Hearsay’s next-generation compliance platform with AI-powered risk meter.
“We designed our intelligent, modular lexicons to provide a simple, turnkey solution that protects organizations and field representatives alike,” said Chris Fernandes, Head of Legal Compliance for Hearsay Systems.
The powerful new offering provides a set of pre-built lexicon lists that align with
Article source: https://martechseries.com/sales-marketing/b2b-commerce/hearsay-systems-launches-first-sms-compliance-automation-solution-financial-advisors/
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